Hedge fund compliance : risks, regulation, and management / Jason Scharfman

9781119240242 (electronic bk.)
1119240247 (electronic bk.)
9781119240266 ePub
1119240263 ePub
9781119240235 Hardcover
1119240239 Hardcover
9781119240273 ePDF
1119240271 ePDF

Hoboken, New Jersey : John Wiley & Sons, Inc., [2017]

English

1 online resource

HG4530 .S3759 2017

(OCoLC)964332362

The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with government entities, and analyzing hedge fund compliance structures across the globe. In-depth explanations of compliance principles are backed by illustrative case studies and examples. Highly in-demand templates of popular hedge fund compliance documentation provide actionable illustrations of key compliance policies. Designed to assist investors, fund managers, service providers, and compliance job seekers directly, this book describes the fundamental building blocks of the hedge fund compliance function. Compliance is one of the fastest growing areas in the hedge fund space. This reference book provides an essential foundation in modern hedge fund compliance, reflecting the recent changes of this dynamic field.-Design and run a hedge fund compliance program -Access templates of core compliance documentation and checklists -Discover how investors can evaluate and monitor compliance programs -Interviews with hedge fund compliance practitioners A steady stream of regulatory changes, combined with the enhanced enforcement efforts of regulators, ensure that hedge funds' compliance-related expenditures will continue to grow. While hedge fund compliance legislation continues to evolve globally, little practical guidance exists for those tasked with the boots-on-the-ground aspects of developing an actual compliance program to comply with best practices and regulatory guidance from leading hedge fund regulators including the US Securities and Exchange Commission, the National Futures Association, the Commodity Futures Trading Commission and the United Kingdom's Financial Conduct Authority. Hedge fund professionals and investors need a fundamental framework for establishing and evaluating an effective program, and when compliance is the issue, trial and error carries too much risk. Hedge Fund Compliance + Website provides clear guidance and practical tools to meet today's compliance professional needs.

Includes bibliographical references and index.

Description based on online resource, title from digital title page (viewed on January 21, 2025)

Wiley finance

Print version: Scharfman, Jason A., 1978- Hedge fund compliance. Hoboken, New Jersey : John Wiley & Sons, Inc., [2017]

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